Compras realizadas por directivos o propietarios informadas a la SEC el 7 de Junio de2010.
| Simbolo |
Empresa |
Comprador |
Nº de Acciones |
Precio |
Valor en dólares |
Fecha de Transacción |
| ACFN |
Data Systems & Software Inc |
Giacco Richard (Director) |
1,000 |
4.75 |
4,750 |
2010-06-04 |
| |
|
Musanti Joseph (Director) |
1,200 |
4.70 |
5,640 |
2010-06-07 |
| ADPT |
Adaptec Inc |
Steel Partners Holdings L.p. (10% Owner) |
204,963 |
2.95 |
604,025 |
2010-06-03 |
| |
|
Steel Partners Holdings L.p. (10% Owner) |
741,603 |
2.96 |
2,192,920 |
2010-06-04 |
| AEO |
American Eagle Outfitters Inc |
Kane Alan (Director) |
169 |
12.18 |
2,058 |
2010-06-04 |
| ATSG |
Abx Air Inc |
Vorholt Jeffrey J (Director) |
1,000 |
5.19 |
5,190 |
2010-06-04 |
| |
|
Vorholt Jeffrey J (Director) |
1,000 |
4.84 |
4,840 |
2010-06-07 |
| AVNA.OB |
Advance Nanotech, Inc. |
Buttles Jon T. (Principal Executive Officer) |
13,600 |
.05 |
680 |
2010-05-25 |
| |
|
Buttles Jon T. (Principal Executive Officer) |
200,000 |
.05 |
10,000 |
2010-06-04 |
| BCAR |
Bank Of The Carolinas Corp |
Slate Francis W (Director) |
9,264 |
3.77 |
34,925 |
2010-06-04 |
| BDF |
Rivus Bond Fund |
Harvey Ellen D (Director) |
300 |
17.24 |
5,171 |
2010-06-04 |
| BDR |
Blonder Tongue Laboratories Inc |
Shea Steven L |
216 |
1.29 |
278 |
2010-06-03 |
| BKI |
Buckeye Technologies Inc |
Dean Steven G (Sr VP, CFO) |
1,000 |
11.22 |
11,220 |
2010-06-04 |
| BKTK |
Black Tusk Minerals Inc. |
Roy Gavin Hugh (president secretary/treasurer) |
100,000 |
.02 |
1,500 |
2010-05-26 |
| |
|
Roy Gavin Hugh (president secretary/treasurer) |
100,000 |
.02 |
1,600 |
2010-05-25 |
| |
|
Roy Gavin Hugh (president secretary/treasurer) |
100,000 |
.01 |
1,200 |
2010-06-07 |
| |
|
Roy Gavin Hugh (president secretary/treasurer) |
100,000 |
.01 |
1,100 |
2010-06-03 |
| CCLR |
Chanticleer Holdings, Inc. |
Pruitt Michael D (Chief Executive Officer) |
500 |
4.00 |
2,000 |
2010-06-03 |
| CLFR |
Cliff Rock Resources Corp. 1st time |
Hamilton Andrew Craig (10% Owner) |
11,250,000 |
.00 |
0 |
2010-05-27 |
| CMOH |
Commercial Bancshares Inc \oh\ |
Sisler Lee M (Director) |
2,256 |
12.50 |
28,200 |
2010-06-04 |
| CNX |
Consol Energy Inc |
Altmeyer James E (Director) |
3,000 |
36.07 |
108,210 |
2010-06-04 |
| CSV |
Carriage Services Inc |
Heiligbrodt L William (Director) |
20,000 |
4.84 |
96,740 |
2010-06-04 |
| CWBC |
Community West Bancshares / |
Peeples William R |
31,955 |
2.60 |
83,083 |
2010-06-03 |
| CXW |
Corrections Corp Of America |
Alvarado Donna M (Director) |
1,000 |
19.50 |
19,500 |
2010-06-07 |
| CYTX |
Cytori Therapeutics, Inc. |
Shirahama Norio Seijiro (President – Asia Pacific) |
1,500 |
4.57 |
6,855 |
2010-06-04 |
| DHG |
Dws Dreman Value Income Edge Fund, Inc. |
Franzblau Scott (10% Owner) |
500 |
12.21 |
6,105 |
2010-06-04 |
| |
|
Franzblau Scott (10% Owner) |
8,900 |
12.21 |
108,669 |
2010-06-07 |
| DIGA |
Applied Digital Solutions Inc |
Penni Daniel E (Director) |
16,179 |
.50 |
8,008 |
2010-06-04 |
| |
|
Grillo Joseph J. (CEO & President) |
15,000 |
.52 |
7,740 |
2010-06-04 |
| DKAM |
Drinks Americas Holdings, Ltd |
Kenny J Patrick (CEO & PRESIDENT) |
2,208,481 |
.00 |
0 |
2010-06-03 |
| DRP |
Dws Rreef World Real Estate & Tactical Strategies |
Franzblau Scott (10% Owner) |
100 |
13.91 |
1,391 |
2010-06-04 |
| ECOC |
Ecology Coatings, Inc. |
Nirta Joseph |
2,000 |
.26 |
520 |
2010-03-22 |
| |
|
Nirta Joseph |
10,000 |
.15 |
1,500 |
2010-05-11 |
| EIG |
Employers Holdings, Inc. |
Mosher Ronald F (Director) |
1,000 |
14.99 |
14,990 |
2010-06-04 |
| |
|
Dirks Douglas D (President and CEO) |
400 |
14.95 |
5,980 |
2010-06-04 |
| FFIN |
First Financial Bankshares Inc |
Trotter Johnny (Director) |
500 |
49.10 |
24,550 |
2010-06-04 |
| FFKY |
First Financial Service Corp |
Newcomb John L Jr (Director) |
5,000 |
7.73 |
38,650 |
2010-05-26 |
| |
|
Schreacke Gregory S (President) |
25 |
7.32 |
183 |
2010-06-04 |
| FITB |
Fifth Third Bancorp |
Schiff John J Jr (Director) |
11,000 |
12.59 |
138,490 |
2010-06-04 |
| FOFI |
First Financial Fund Inc |
Miller Stephen C (President) |
2,000 |
6.25 |
12,500 |
2010-06-07 |
| |
|
Miller Stephen C (President) |
2,000 |
6.48 |
12,960 |
2010-06-03 |
| FORD |
Forward Industries Inc |
Lagrange Special Situations Yield Master Fund, Ltd. (10% Owner) |
7,621 |
4.60 |
35,041 |
2010-06-03 |
| |
|
Lagrange Special Situations Yield Master Fund, Ltd. (10% Owner) |
11,252 |
4.90 |
55,191 |
2010-06-07 |
| FRAF |
Franklin Financial Services Corp /pa/ |
Hollar Mark R (SVP/CFO) |
30 |
16.61 |
498 |
2010-06-07 |
| FSBK |
First South Bancorp Inc /va/ |
Howdy Frederick H (Director) |
2,200 |
11.50 |
25,300 |
2010-06-07 |
| GEYI |
Global Energy Inc |
Elbaz Amir |
12,920,000 |
.01 |
129,200 |
2010-06-01 |
| |
|
Caspi Nissan |
1,320,000 |
.01 |
13,200 |
2010-06-01 |
| GFY |
Salomon Brothers Variable Rate Strategic Fund Inc. |
Leech S. Kenneth |
800 |
11.10 |
8,880 |
2009-03-26 |
| GNMK |
Genmark Diagnostics, Inc. 1st time |
Gleeson Christopher M (Director) |
1,333,333 |
6.00 |
7,999,998 |
2010-06-03 |
| |
|
Faulkner Daryl (Director) |
16,666 |
6.00 |
99,996 |
2010-06-03 |
| |
|
Bellano John (SR. VP, Commercial Operations) |
8,333 |
6.00 |
49,998 |
2010-06-03 |
| |
|
Kayyem Jon Faiz (President & CEO) |
250,000 |
6.00 |
1,500,000 |
2010-06-03 |
| GOVX.OB |
Geovax Labs, Inc. |
Robinson Harriet L (Chief Scientific Officer) |
500 |
3.30 |
1,652 |
2010-06-03 |
| |
|
Robinson Harriet L (Chief Scientific Officer) |
3,000 |
3.30 |
9,900 |
2010-06-04 |
| GROW |
U S Global Investors Inc |
Holmes Frank E (CEO/CIO) |
300 |
6.53 |
1,959 |
2010-06-04 |
| GSI |
General Steel Holdings Inc |
Yu Zuo Sheng (Chairman & CEO) |
50,000 |
2.68 |
133,900 |
2010-06-04 |
| |
|
Yu Zuo Sheng (Chairman & CEO) |
50,000 |
2.68 |
134,200 |
2010-06-03 |
| GTXI |
Gtx Inc /de/ |
Hyde Joseph R Iii (Director) |
48,580 |
2.41 |
117,077 |
2010-06-03 |
| |
|
Hyde Joseph R Iii (Director) |
75,000 |
2.69 |
201,750 |
2010-06-04 |
| HFBL |
Home Federal Bancorp, Inc. Of Louisiana |
Wilhite Timothy W. (Director) |
500 |
9.00 |
4,500 |
2010-05-21 |
| HI |
Batesville Holdings, Inc. |
Guenthardt Lukas (Sr. V.P. Buss. Dev. – K-Tron) |
2,500 |
22.50 |
56,250 |
2010-06-07 |
| HLX |
Cal Dive International Inc |
Kratz Owen E (PRESIDENT & CEO) |
25,000 |
9.95 |
248,775 |
2010-06-07 |
| HYB |
New America High Income Fund Inc |
Korman Bernard J (Director) |
7,300 |
9.68 |
70,642 |
2010-05-18 |
| IAAC |
International Assets Holding Corp |
Friedman Jack (Director) |
650 |
15.79 |
10,266 |
2010-06-07 |
| IIG |
Imergent Inc |
Mihaylo Steven G (Chief Executive Officer) |
26,000 |
4.62 |
120,120 |
2010-06-04 |
| JMP |
Jmp Group Inc. |
Jackson Raymond (CFO) |
300 |
6.73 |
2,019 |
2010-06-04 |
| KRNY |
Kearny Financial Corp. |
Heyer Eric B (First Vice President & CAO) |
1,000 |
8.88 |
8,877 |
2010-06-03 |
| |
|
Mcgovern John F |
5,000 |
8.85 |
44,245 |
2010-06-07 |
| LM |
Legg Mason Inc |
Trian Fund Management, L.p. (Director) |
83,696 |
30.95 |
2,590,140 |
2010-06-03 |
| |
|
Trian Fund Management, L.p. (Director) |
916,304 |
30.35 |
27,810,742 |
2010-06-04 |
| LXRP |
Lexaria Corp. |
Bunka Christopher (Chairman/CEO/President) |
25,000 |
.11 |
2,750 |
2010-06-04 |
| MDCA |
Mdc Partners Inc |
Nadal Miles (Chairman, CEO and President) |
10,000 |
12.05 |
120,500 |
2010-06-04 |
| MF |
Mf Global Ltd. |
Bolger David P (Director) |
25,000 |
7.10 |
177,500 |
2010-06-03 |
| |
|
Carnwath Alison J (Director) |
15,000 |
7.10 |
106,500 |
2010-06-03 |
| |
|
Schamis David Ira (Director) |
20,000 |
7.10 |
142,000 |
2010-06-03 |
| |
|
Roseman Michael (Chief Risk Officer) |
14,000 |
7.10 |
99,400 |
2010-06-03 |
| |
|
Rowsell James (Managing Dir., Europe) |
10,000 |
7.10 |
71,000 |
2010-06-03 |
| |
|
Ferber Laurie R. (General Counsel) |
10,000 |
7.10 |
71,000 |
2010-06-03 |
| |
|
Gelber David (Director) |
3,500 |
7.10 |
24,850 |
2010-06-03 |
| |
|
Corzine Jon S. (CEO & Chairman of Board) |
352,100 |
7.10 |
2,499,910 |
2010-06-03 |
| MGEE |
Mge Energy Inc |
Stolper Thomas R (Director) |
200 |
35.18 |
7,036 |
2010-06-04 |
| MGFD |
Money4gold Holdings Inc |
Brauser Daniel (See Remarks) |
10,000 |
.10 |
950 |
2010-06-04 |
| |
|
Feirstein Douglas (See Remarks) |
21,000 |
.10 |
1,995 |
2010-06-04 |
| MGYR |
Magyar Bancorp, Inc. |
Fitzgerald John S (President and CEO) |
200 |
3.87 |
774 |
2010-06-04 |
| MLVF |
Malvern Federal Bancorp Inc |
Fuchs Richard J (See footnote (1)) |
1,000 |
8.95 |
8,950 |
2010-06-07 |
| MPSP |
Dentalserv.com |
Peterson Gary Allan (Director) |
34,000 |
2.94 |
99,960 |
2010-06-03 |
| MRGE |
Merge Technologies Inc |
Ferro Michael W Jr (Director) |
54,700 |
2.39 |
130,897 |
2010-06-03 |
| MTW |
Manitowoc Co Inc |
Anderson Dean H |
100 |
102.50 |
10,250 |
2010-06-02 |
| NECB |
Northeast Community Bancorp Inc |
Mckenzie John F (Director) |
2,000 |
5.35 |
10,700 |
2010-06-04 |
| NTWK |
Netsol Technologies Inc |
Ghauri Najeeb (Chairman, CEO) |
2,500 |
.79 |
1,975 |
2010-06-04 |
| NWFL |
Norwood Financial Corp |
Marshall John E (Chairman of the Board) |
137 |
26.18 |
3,586 |
2010-06-07 |
| |
|
Marshall John E (Chairman of the Board) |
2,091 |
26.20 |
54,784 |
2010-06-04 |
| OLP |
One Liberty Properties Inc |
Gould Matthew J (SENIOR VICE PRESIDENT) |
200 |
14.32 |
2,864 |
2010-06-04 |
| OPK |
Exegenics Inc |
Frost Gamma Investments Trust (10% Owner) |
10,000 |
2.00 |
20,000 |
2010-06-04 |
| OPOF |
Old Point Financial Corp |
Shuford Robert F Jr (SVP/Operations) |
22 |
12.69 |
279 |
2010-06-04 |
| PFS |
Provident Financial Services Inc |
Berry Thomas W (Director) |
1,000 |
11.81 |
11,806 |
2010-06-04 |
| QNBC |
Qnb Corp |
Wentz Dale A (SVP, Subs.) |
300 |
20.00 |
6,000 |
2010-06-07 |
| |
|
Wentz Dale A (SVP, Subs.) |
65 |
15.30 |
994 |
2010-05-28 |
| SAL |
Salisbury Bancorp Inc |
Perotti John F (Director) |
44 |
22.45 |
987 |
2010-05-26 |
| SBSI |
Southside Bancshares Inc |
Garrett John Robert (Director) |
359 |
19.33 |
6,940 |
2010-06-04 |
| SPPI |
Spectrum Pharmaceuticals Inc |
Shrotriya Rajesh C Md (Chairman, CEO & President) |
10,000 |
3.96 |
39,600 |
2010-06-04 |
| SRGZ |
Star Gold Corp. 1st time |
Gorrill Lindsay Edward (CEO, CFO) |
10,000 |
.28 |
2,800 |
2010-06-03 |
| TAYC |
Taylor Capital Group Inc |
Brown Thomas K |
5,000 |
11.97 |
59,850 |
2010-06-04 |
| |
|
Brown Thomas K |
10,000 |
12.10 |
121,000 |
2010-06-03 |
| TEX |
Terex Corp |
Henry Brian J (SVP Finance, Bus Development) |
106 |
21.61 |
2,290 |
2010-06-04 |
| |
|
Defeo Ronald M (Chairman & CEO) |
53 |
21.61 |
1,145 |
2010-06-04 |
| |
|
Barr Kevin A (Senior V. P. Human Resources) |
11 |
21.61 |
237 |
2010-06-04 |
| |
|
Ford Timothy A (President Terex AWP) |
27 |
21.61 |
583 |
2010-06-04 |
| |
|
Widman Phillip (SVP & Chief Financial Officer) |
53 |
21.61 |
1,145 |
2010-06-04 |
| |
|
Riordan Thomas J (President, COO) |
418 |
20.95 |
8,757 |
2010-06-04 |
| |
|
Ellis George (President, Construction) |
42 |
21.61 |
907 |
2010-06-04 |
| TURV |
Navidec Financial Services, Inc. |
Mckowen John R (CEO) |
2,000 |
1.20 |
2,400 |
2010-05-27 |
| |
|
Mckowen John R (CEO) |
1,000 |
1.20 |
1,200 |
2010-06-01 |
| |
|
Mckowen John R (CEO) |
1,000 |
1.20 |
1,200 |
2010-06-04 |
| UFPT |
Ufp Technologies Inc |
Pierce Robert W Jr (Director) |
5,000 |
8.90 |
44,500 |
2010-06-03 |
| WAC |
Hanover Capital Mortgage Holdings Inc |
Smith Shannon E (Director) |
2,253 |
16.02 |
36,093 |
2010-06-04 |
| WHR |
Whirlpool Corp /de/ |
Perez William D (Director) |
1,000 |
98.75 |
98,750 |
2010-06-04 |
| WPC |
Co Llc |
Carey William P (Chairman) |
1,000 |
27.80 |
27,800 |
2010-06-03 |
| |
|
Carey William P (Chairman) |
11,000 |
27.05 |
297,506 |
2010-06-07 |