Compras realizadas por directivos o propietarios informadas a la SEC el 2 de Julio de2010.
| Simbolo |
Empresa |
Comprador |
Nº de Acciones |
Precio |
Valor en dólares |
Fecha de Transacción |
| ALTH |
Allos Therapeutics Inc |
Bennett Bruce K Jr (VP, Pharmaceutical Operations) |
233 |
5.21 |
1,213 |
2010-06-30 |
| |
|
Graboyes Marc H (SVP, General Counsel) |
913 |
5.21 |
4,756 |
2010-06-30 |
| APFC |
American Pacific Corp |
Carleone Joseph (CEO & President) |
2,000 |
5.24 |
10,480 |
2010-06-30 |
| BCAR |
Bank Of The Carolinas Corp |
Marziano Robert E (Chairman and CEO) |
100 |
3.83 |
383 |
2010-06-30 |
| |
|
Burnette William A (Director) |
100 |
3.93 |
393 |
2010-07-01 |
| BERK |
Berkshire Bancorp Inc /de/ |
Marx Moses (Director) |
2,896 |
5.00 |
14,480 |
2010-06-23 |
| |
|
Marx Moses (Director) |
200 |
5.00 |
1,000 |
2010-06-30 |
| |
|
Marx Moses (Director) |
596 |
5.00 |
2,980 |
2010-06-29 |
| BRTE |
Advanced Lumitech Inc |
Planche Patrick (CEO) |
65,000,000 |
.01 |
650,000 |
2010-06-30 |
| CET |
Central Securities Corp |
Colander David Charles (Director) |
2,000 |
18.15 |
36,300 |
2010-07-01 |
| CHDX |
Chindex International Inc |
Fosun Industrial Co., Ltd (10% Owner) |
39,677 |
12.52 |
496,676 |
2010-06-30 |
| |
|
Fosun Industrial Co., Ltd (10% Owner) |
60,000 |
12.38 |
742,980 |
2010-07-01 |
| CLRO |
Clearone Communications Inc |
Bagley Edward D |
5,500 |
3.00 |
16,500 |
2010-06-30 |
| CMFO |
China Marine Food Group Ltd |
Liu Pengfei (CEO) |
140,500 |
3.91 |
549,355 |
2010-06-30 |
| |
|
Liu Pengfei (CEO) |
50,000 |
4.15 |
207,500 |
2010-07-01 |
| |
|
Jayhawk Private Equity Co Invest Fund Lp |
45,000 |
4.12 |
185,310 |
2010-07-01 |
| |
|
Jayhawk Private Equity Co Invest Fund Lp |
45,000 |
4.12 |
185,310 |
2010-07-01 |
| CWTR |
Coldwater Creek Inc |
Lesher Frank (Director) |
5,000 |
3.36 |
16,790 |
2010-07-01 |
| EGX |
Engex Inc |
Davidowitz Rosalind |
200 |
3.90 |
780 |
2010-07-01 |
| |
|
Davidowitz Rosalind |
570 |
3.90 |
2,223 |
2010-07-02 |
| EXXI |
Energy Xxi (bermuda) Ltd |
Weyel Steve A (President and COO) |
2,024 |
10.50 |
21,247 |
2010-06-30 |
| GNGT.OB |
Jk Acquisition Corp. |
Argerson Basil (Sr. VP, Secretary& Treasurer) |
45,606 |
.46 |
20,978 |
2010-06-30 |
| HBKS |
Heritage Bankshares Inc /va |
Cummings James A (Director) |
1,300 |
12.00 |
15,593 |
2010-07-01 |
| HURC |
Hurco Companies Inc |
Oblazney John (Vice President & CFO) |
1,000 |
14.50 |
14,500 |
2010-07-01 |
| HWK |
Hawk Corp |
Ggcp, Inc. (10% Owner) |
1,000 |
27.31 |
27,308 |
2010-07-01 |
| IRLD |
Ireland Inc. |
Brennan Mark H (Director) |
15,000 |
.40 |
6,000 |
2010-06-30 |
| ITI |
Iteris, Inc. |
Miller Lloyd I Iii (10% Owner) |
50,000 |
1.30 |
65,000 |
2010-07-01 |
| LUB |
Lubys Inc |
Pappas Christopher James (President and CEO) |
27,998 |
3.84 |
107,512 |
2010-06-29 |
| |
|
Pappas Harris J (Chief Operating Officer) |
27,998 |
3.84 |
107,512 |
2010-06-29 |
| LXRP |
Lexaria Corp. |
Bunka Christopher (Chairman/CEO/President) |
20,000 |
.11 |
2,200 |
2010-06-30 |
| MCZ |
Mad Catz Interactive Inc |
Molyneux Robert J |
50,000 |
.45 |
22,450 |
2010-06-30 |
| MFLU |
Mfic Corp |
Daly Joseph Patrick (10% Owner) |
4,400 |
.77 |
3,388 |
2010-07-02 |
| |
|
Daly Joseph Patrick (10% Owner) |
1,000 |
.76 |
760 |
2010-06-29 |
| |
|
Daly Joseph Patrick (10% Owner) |
400 |
.88 |
352 |
2010-06-30 |
| MSON |
Misonix Inc |
Voic Daniel (VP R&D and Engineering) |
650 |
2.22 |
1,442 |
2010-07-01 |
| N/A |
Northern Growers Llc |
Walters Charles |
10,000 |
1.27 |
12,700 |
2010-07-01 |
| NA |
Granite Falls Energy, Llc |
Wilkison Rodney R (Director) |
5 |
1,211.00 |
6,055 |
2010-07-01 |
| NCS |
Nci Building Systems Inc |
Johnson Mark E (CFO) |
1,178 |
8.41 |
9,906 |
2010-07-01 |
| NLN |
Jumptv Inc |
Kronfeld David (Director) |
10,000 |
.50 |
4,950 |
2010-06-30 |
| NPDV |
National Patent Development Corp |
Bedford Oak Capital Lp |
7,000 |
1.43 |
10,010 |
2010-06-30 |
| |
|
Bedford Oak Capital Lp |
100 |
1.55 |
155 |
2010-07-01 |
| OLP |
One Liberty Properties Inc |
Gould Investors L P (10% Owner) |
500 |
14.67 |
7,335 |
2010-07-01 |
| |
|
Gould Fredric H (Chairman of Board) |
500 |
14.67 |
7,335 |
2010-07-01 |
| |
|
Gould Matthew J (SENIOR VICE PRESIDENT) |
500 |
14.67 |
7,335 |
2010-07-01 |
| OPK |
Exegenics Inc |
Frost Gamma Investments Trust (10% Owner) |
7,500 |
2.16 |
16,185 |
2010-07-01 |
| OPTI.OB |
Opti Inc |
Salvatore Muoio |
1,300 |
3.36 |
4,368 |
2010-06-30 |
| |
|
Salvatore Muoio |
5,300 |
3.52 |
18,656 |
2010-07-02 |
| PBY |
Pep Boys Manny Moe & Jack |
Scott Webb (EVP-Merchandising & Marketing) |
5,000 |
8.47 |
42,350 |
2010-07-02 |
| PCF |
Putnam High Income Securities Fund |
Baumann Barbara M (Director) |
100 |
7.64 |
764 |
2010-07-02 |
| PCX |
Patriot Coal Corp |
Citigroup Inc (10% Owner) |
7,427 |
10.99 |
81,622 |
2010-07-01 |
| PIM |
Putnam Master Intermediate Income Trust |
Baumann Barbara M (Director) |
100 |
6.20 |
619 |
2010-07-02 |
| PMM |
Putnam Managed Municipal Income Trust |
Baumann Barbara M (Director) |
100 |
7.31 |
731 |
2010-07-02 |
| PMO |
Putnam Municipal Opportunities Trust |
Baumann Barbara M (Director) |
100 |
11.48 |
1,147 |
2010-07-02 |
| PNC |
Pnc Financial Services Group Inc |
Wehmeier Helge H (Director) |
460 |
56.70 |
26,083 |
2010-07-01 |
| PNNW |
Pennichuck Corp |
Leonard Thomas C (SVP, Treasurer & CFO) |
14 |
21.77 |
304 |
2010-07-01 |
| |
|
Goodhue Larry D (Controller) |
2 |
21.77 |
43 |
2010-07-01 |
| PPT |
Putnam Premier Income Trust |
Baumann Barbara M (Director) |
100 |
6.51 |
650 |
2010-07-02 |
| PULB |
Pulaski Financial Corp |
Felman Leon A (Director) |
3,286 |
6.09 |
19,998 |
2010-06-30 |
| |
|
Bjorkman Brian J (President – Commercial Lending) |
123 |
6.09 |
748 |
2010-06-30 |
| PUMD |
Prourocare Medical Inc. |
Koenig David (Director) |
5,938 |
1.60 |
9,500 |
2010-07-01 |
| PYDS |
Payment Data Systems Inc |
Evans Robert (10% Owner) |
500,000 |
.04 |
20,000 |
2010-06-30 |
| QLTI |
Qlt Inc/bc |
Assouline, Eliav |
200,000 |
5.73 |
1,146,000 |
2010-07-02 |
| |
|
Assouline, Eliav |
139,200 |
5.74 |
799,008 |
2010-06-30 |
| |
|
Assouline, Eliav |
80,000 |
5.75 |
460,000 |
2010-07-01 |
| RBCAA |
Republic Bancorp Inc /ky/ |
Tamme Stout Sue (Director) |
143 |
22.40 |
3,203 |
2010-06-30 |
| |
|
Snowden Sandy Metts (Director) |
147 |
22.40 |
3,292 |
2010-06-30 |
| |
|
Stratton R Wayne (Director) |
82 |
22.40 |
1,836 |
2010-06-30 |
| |
|
Rust Michael T (Director) |
143 |
22.40 |
3,203 |
2010-06-30 |
| |
|
Greenberg Craig (Director) |
204 |
22.40 |
4,569 |
2010-06-30 |
| RLH |
Westcoast Hospitality Corp |
Columbia Pacific Opportunity Fund, L.p. (10% Owner) |
5,422 |
5.95 |
32,250 |
2010-07-02 |
| |
|
Columbia Pacific Opportunity Fund, L.p. (10% Owner) |
12,700 |
6.05 |
76,796 |
2010-06-30 |
| |
|
Columbia Pacific Opportunity Fund, L.p. (10% Owner) |
12,600 |
5.95 |
74,932 |
2010-07-01 |
| SFST |
Greenville First Bancshares Inc |
Ellison David G (Director) |
1,551 |
7.32 |
11,357 |
2010-06-29 |
| |
|
Ellison David G (Director) |
1,735 |
8.00 |
13,880 |
2010-03-27 |
| SLI |
Sl Industries Inc |
Steel Partners Llc (10% Owner) |
1,500 |
11.76 |
17,647 |
2010-06-30 |
| SMRT |
Stein Mart Inc |
Stein Jay (Chairman of the Board) |
58,000 |
6.33 |
367,198 |
2010-06-30 |
| |
|
Stein Jay (Chairman of the Board) |
22,000 |
6.03 |
132,572 |
2010-07-01 |
| |
|
Stovall David H Jr (President & CEO) |
10,000 |
6.25 |
62,500 |
2010-06-30 |
| SNSS |
Sunesis Pharmaceuticals Inc |
Champsi Farah (Other) |
11,912,224 |
.28 |
3,275,861 |
2010-06-30 |
| |
|
Kerins Patrick J (10% Owner) |
23,824,451 |
.28 |
6,551,724 |
2010-06-30 |
| |
|
Sandell Scott D (10% Owner) |
23,824,451 |
.28 |
6,551,724 |
2010-06-30 |
| |
|
Kolluri Krishna Kittu (10% Owner) |
23,824,451 |
.28 |
6,551,724 |
2010-06-30 |
| |
|
Baskett Forest (10% Owner) |
23,824,451 |
.28 |
6,551,724 |
2010-06-30 |
| |
|
Drant Ryan D (10% Owner) |
23,824,451 |
.28 |
6,551,724 |
2010-06-30 |
| SOR |
Source Capital Inc /de/ |
Ende Eric S (President & CIO) |
100 |
40.94 |
4,093 |
2010-07-01 |
| SPE |
Insured Municipal Income Fund Inc |
Walden Charles C (Director) |
1,000 |
12.76 |
12,760 |
2010-07-01 |
| SYBT |
S Y Bancorp Inc |
Lechleiter Richard A (Director) |
19 |
23.10 |
438 |
2010-07-01 |
| |
|
Brooks David H (Director) |
9 |
23.10 |
207 |
2010-07-01 |
| |
|
Edinger Charles R Iii (Director) |
66 |
23.10 |
1,524 |
2010-07-01 |
| |
|
Madison Bruce P (Director) |
224 |
23.10 |
5,174 |
2010-07-01 |
| |
|
Simon Nicholas X (Director) |
44 |
23.10 |
1,016 |
2010-07-01 |
| |
|
Tasman Norman (Director) |
166 |
23.10 |
3,834 |
2010-07-01 |
| |
|
Herde Carl G (Director) |
32 |
23.10 |
739 |
2010-07-01 |
| |
|
Hillebrand James A (President) |
1 |
23.10 |
23 |
2010-07-01 |
| THRD |
Tf Financial Corp |
Wood James B |
1,403 |
22.40 |
31,421 |
2010-06-30 |
| TREX |
Trex Co Inc |
Cox James Mitchell (Vice President, Sales) |
317 |
17.08 |
5,413 |
2010-06-30 |
| TSLA |
Tesla Motors Inc 1st time |
Buss Brad W (Director) |
11,764 |
17.00 |
199,988 |
2010-07-02 |
| |
|
Straubel Jeffrey B (Chief Technology Officer) |
200 |
17.00 |
3,400 |
2010-07-02 |
| |
|
Passin Gilbert (Vice President, Manufacturing) |
200 |
17.00 |
3,400 |
2010-07-02 |
| TWMC |
Trans World Entertainment Corp |
Higgins Robert J (Chairman and CEO) |
16,620 |
1.68 |
27,921 |
2010-07-01 |
| |
|
Higgins Robert J (Chairman and CEO) |
11,700 |
1.68 |
19,656 |
2010-07-02 |
| |
|
Higgins Robert J (Chairman and CEO) |
33,380 |
1.69 |
56,412 |
2010-06-30 |
| URZ |
Carleton Ventures Corp |
Higgs Dennis Lyle (Executive Chairman) |
7,332 |
1.02 |
7,478 |
2010-07-02 |
| |
|
Higgs Dennis Lyle (Executive Chairman) |
7,428 |
1.03 |
7,650 |
2010-07-01 |
| |
|
Catchpole Glenn (President & CEO) |
1,000 |
1.02 |
1,020 |
2010-07-02 |
| |
|
Catchpole Glenn (President & CEO) |
1,000 |
1.04 |
1,040 |
2010-07-01 |
| VCV |
Van Kampen California Value Municipal Income Trust |
Dammeyer Rodney F (Director) |
13,050 |
12.83 |
167,431 |
2010-07-01 |
| VIM |
Van Kampen Trust For Insured Municipals |
Dammeyer Rodney F (Director) |
10,300 |
13.62 |
140,286 |
2010-07-01 |
| VKI |
Van Kampen Advantage Municipal Income Trust Ii |
Dammeyer Rodney F (Director) |
18,244 |
12.19 |
222,394 |
2010-07-01 |
| VKQ |
Van Kampen Municipal Trust |
Dammeyer Rodney F (Director) |
34,400 |
13.92 |
478,848 |
2010-07-01 |
| XFMY |
Xformity Technologies, Inc. |
Rabin Jack (Chief Financial Officer) |
50,000 |
.03 |
1,500 |
2010-06-23 |
| |
|
Seale C Drew (Chief technical Officer) |
50,000 |
.03 |
1,500 |
2010-06-23 |
| |
|
Ball Chris (Chief Executive Officer) |
66,667 |
.03 |
2,000 |
2010-06-23 |
| |
|
Johnson Kenneth |
50,000 |
.03 |
1,500 |
2010-06-23 |
| YORW |
York Water Co |
Kain George Hay Iii Esq (Director) |
124 |
13.95 |
1,729 |
2010-07-01 |
| ZBB |
Zbb Energy Corp |
Koeppe Paul F (Director) |
4,000 |
.53 |
2,128 |
2010-07-02 |