jul 06

Compras realizadas por directivos o propietarios informadas a la SEC el 2 de Julio de2010.

Simbolo Empresa Comprador   Nº de Acciones     Precio   Valor en dólares Fecha de Transacción
ALTH Allos Therapeutics Inc Bennett Bruce K Jr (VP, Pharmaceutical Operations) 233 5.21 1,213 2010-06-30
    Graboyes Marc H (SVP, General Counsel) 913 5.21 4,756 2010-06-30
APFC American Pacific Corp Carleone Joseph (CEO & President) 2,000 5.24 10,480 2010-06-30
BCAR Bank Of The Carolinas Corp Marziano Robert E (Chairman and CEO) 100 3.83 383 2010-06-30
    Burnette William A (Director) 100 3.93 393 2010-07-01
BERK Berkshire Bancorp Inc /de/ Marx Moses (Director) 2,896 5.00 14,480 2010-06-23
    Marx Moses (Director) 200 5.00 1,000 2010-06-30
    Marx Moses (Director) 596 5.00 2,980 2010-06-29
BRTE Advanced Lumitech Inc Planche Patrick (CEO) 65,000,000 .01 650,000 2010-06-30
CET Central Securities Corp Colander David Charles (Director) 2,000 18.15 36,300 2010-07-01
CHDX Chindex International Inc Fosun Industrial Co., Ltd (10% Owner) 39,677 12.52 496,676 2010-06-30
    Fosun Industrial Co., Ltd (10% Owner) 60,000 12.38 742,980 2010-07-01
CLRO Clearone Communications Inc Bagley Edward D 5,500 3.00 16,500 2010-06-30
CMFO China Marine Food Group Ltd Liu Pengfei (CEO) 140,500 3.91 549,355 2010-06-30
    Liu Pengfei (CEO) 50,000 4.15 207,500 2010-07-01
    Jayhawk Private Equity Co Invest Fund Lp 45,000 4.12 185,310 2010-07-01
    Jayhawk Private Equity Co Invest Fund Lp 45,000 4.12 185,310 2010-07-01
CWTR Coldwater Creek Inc Lesher Frank (Director) 5,000 3.36 16,790 2010-07-01
EGX Engex Inc Davidowitz Rosalind 200 3.90 780 2010-07-01
    Davidowitz Rosalind 570 3.90 2,223 2010-07-02
EXXI Energy Xxi (bermuda) Ltd Weyel Steve A (President and COO) 2,024 10.50 21,247 2010-06-30
GNGT.OB Jk Acquisition Corp. Argerson Basil (Sr. VP, Secretary& Treasurer) 45,606 .46 20,978 2010-06-30
HBKS Heritage Bankshares Inc /va Cummings James A (Director) 1,300 12.00 15,593 2010-07-01
HURC Hurco Companies Inc Oblazney John (Vice President & CFO) 1,000 14.50 14,500 2010-07-01
HWK Hawk Corp Ggcp, Inc. (10% Owner) 1,000 27.31 27,308 2010-07-01
IRLD Ireland Inc. Brennan Mark H (Director) 15,000 .40 6,000 2010-06-30
ITI Iteris, Inc. Miller Lloyd I Iii (10% Owner) 50,000 1.30 65,000 2010-07-01
LUB Lubys Inc Pappas Christopher James (President and CEO) 27,998 3.84 107,512 2010-06-29
    Pappas Harris J (Chief Operating Officer) 27,998 3.84 107,512 2010-06-29
LXRP Lexaria Corp. Bunka Christopher (Chairman/CEO/President) 20,000 .11 2,200 2010-06-30
MCZ Mad Catz Interactive Inc Molyneux Robert J 50,000 .45 22,450 2010-06-30
MFLU Mfic Corp Daly Joseph Patrick (10% Owner) 4,400 .77 3,388 2010-07-02
    Daly Joseph Patrick (10% Owner) 1,000 .76 760 2010-06-29
    Daly Joseph Patrick (10% Owner) 400 .88 352 2010-06-30
MSON Misonix Inc Voic Daniel (VP R&D and Engineering) 650 2.22 1,442 2010-07-01
N/A Northern Growers Llc Walters Charles 10,000 1.27 12,700 2010-07-01
NA Granite Falls Energy, Llc Wilkison Rodney R (Director) 5 1,211.00 6,055 2010-07-01
NCS Nci Building Systems Inc Johnson Mark E (CFO) 1,178 8.41 9,906 2010-07-01
NLN Jumptv Inc Kronfeld David (Director) 10,000 .50 4,950 2010-06-30
NPDV National Patent Development Corp Bedford Oak Capital Lp 7,000 1.43 10,010 2010-06-30
    Bedford Oak Capital Lp 100 1.55 155 2010-07-01
OLP One Liberty Properties Inc Gould Investors L P (10% Owner) 500 14.67 7,335 2010-07-01
    Gould Fredric H (Chairman of Board) 500 14.67 7,335 2010-07-01
    Gould Matthew J (SENIOR VICE PRESIDENT) 500 14.67 7,335 2010-07-01
OPK Exegenics Inc Frost Gamma Investments Trust (10% Owner) 7,500 2.16 16,185 2010-07-01
OPTI.OB Opti Inc Salvatore Muoio 1,300 3.36 4,368 2010-06-30
    Salvatore Muoio 5,300 3.52 18,656 2010-07-02
PBY Pep Boys Manny Moe & Jack Scott Webb (EVP-Merchandising & Marketing) 5,000 8.47 42,350 2010-07-02
PCF Putnam High Income Securities Fund Baumann Barbara M (Director) 100 7.64 764 2010-07-02
PCX Patriot Coal Corp Citigroup Inc (10% Owner) 7,427 10.99 81,622 2010-07-01
PIM Putnam Master Intermediate Income Trust Baumann Barbara M (Director) 100 6.20 619 2010-07-02
PMM Putnam Managed Municipal Income Trust Baumann Barbara M (Director) 100 7.31 731 2010-07-02
PMO Putnam Municipal Opportunities Trust Baumann Barbara M (Director) 100 11.48 1,147 2010-07-02
PNC Pnc Financial Services Group Inc Wehmeier Helge H (Director) 460 56.70 26,083 2010-07-01
PNNW Pennichuck Corp Leonard Thomas C (SVP, Treasurer & CFO) 14 21.77 304 2010-07-01
    Goodhue Larry D (Controller) 2 21.77 43 2010-07-01
PPT Putnam Premier Income Trust Baumann Barbara M (Director) 100 6.51 650 2010-07-02
PULB Pulaski Financial Corp Felman Leon A (Director) 3,286 6.09 19,998 2010-06-30
    Bjorkman Brian J (President – Commercial Lending) 123 6.09 748 2010-06-30
PUMD Prourocare Medical Inc. Koenig David (Director) 5,938 1.60 9,500 2010-07-01
PYDS Payment Data Systems Inc Evans Robert (10% Owner) 500,000 .04 20,000 2010-06-30
QLTI Qlt Inc/bc Assouline, Eliav 200,000 5.73 1,146,000 2010-07-02
    Assouline, Eliav 139,200 5.74 799,008 2010-06-30
    Assouline, Eliav 80,000 5.75 460,000 2010-07-01
RBCAA Republic Bancorp Inc /ky/ Tamme Stout Sue (Director) 143 22.40 3,203 2010-06-30
    Snowden Sandy Metts (Director) 147 22.40 3,292 2010-06-30
    Stratton R Wayne (Director) 82 22.40 1,836 2010-06-30
    Rust Michael T (Director) 143 22.40 3,203 2010-06-30
    Greenberg Craig (Director) 204 22.40 4,569 2010-06-30
RLH Westcoast Hospitality Corp Columbia Pacific Opportunity Fund, L.p. (10% Owner) 5,422 5.95 32,250 2010-07-02
    Columbia Pacific Opportunity Fund, L.p. (10% Owner) 12,700 6.05 76,796 2010-06-30
    Columbia Pacific Opportunity Fund, L.p. (10% Owner) 12,600 5.95 74,932 2010-07-01
SFST Greenville First Bancshares Inc Ellison David G (Director) 1,551 7.32 11,357 2010-06-29
    Ellison David G (Director) 1,735 8.00 13,880 2010-03-27
SLI Sl Industries Inc Steel Partners Llc (10% Owner) 1,500 11.76 17,647 2010-06-30
SMRT Stein Mart Inc Stein Jay (Chairman of the Board) 58,000 6.33 367,198 2010-06-30
    Stein Jay (Chairman of the Board) 22,000 6.03 132,572 2010-07-01
    Stovall David H Jr (President & CEO) 10,000 6.25 62,500 2010-06-30
SNSS Sunesis Pharmaceuticals Inc Champsi Farah (Other) 11,912,224 .28 3,275,861 2010-06-30
    Kerins Patrick J (10% Owner) 23,824,451 .28 6,551,724 2010-06-30
    Sandell Scott D (10% Owner) 23,824,451 .28 6,551,724 2010-06-30
    Kolluri Krishna Kittu (10% Owner) 23,824,451 .28 6,551,724 2010-06-30
    Baskett Forest (10% Owner) 23,824,451 .28 6,551,724 2010-06-30
    Drant Ryan D (10% Owner) 23,824,451 .28 6,551,724 2010-06-30
SOR Source Capital Inc /de/ Ende Eric S (President & CIO) 100 40.94 4,093 2010-07-01
SPE Insured Municipal Income Fund Inc Walden Charles C (Director) 1,000 12.76 12,760 2010-07-01
SYBT S Y Bancorp Inc Lechleiter Richard A (Director) 19 23.10 438 2010-07-01
    Brooks David H (Director) 9 23.10 207 2010-07-01
    Edinger Charles R Iii (Director) 66 23.10 1,524 2010-07-01
    Madison Bruce P (Director) 224 23.10 5,174 2010-07-01
    Simon Nicholas X (Director) 44 23.10 1,016 2010-07-01
    Tasman Norman (Director) 166 23.10 3,834 2010-07-01
    Herde Carl G (Director) 32 23.10 739 2010-07-01
    Hillebrand James A (President) 1 23.10 23 2010-07-01
THRD Tf Financial Corp Wood James B 1,403 22.40 31,421 2010-06-30
TREX Trex Co Inc Cox James Mitchell (Vice President, Sales) 317 17.08 5,413 2010-06-30
TSLA Tesla Motors Inc 1st time Buss Brad W (Director) 11,764 17.00 199,988 2010-07-02
    Straubel Jeffrey B (Chief Technology Officer) 200 17.00 3,400 2010-07-02
    Passin Gilbert (Vice President, Manufacturing) 200 17.00 3,400 2010-07-02
TWMC Trans World Entertainment Corp Higgins Robert J (Chairman and CEO) 16,620 1.68 27,921 2010-07-01
    Higgins Robert J (Chairman and CEO) 11,700 1.68 19,656 2010-07-02
    Higgins Robert J (Chairman and CEO) 33,380 1.69 56,412 2010-06-30
URZ Carleton Ventures Corp Higgs Dennis Lyle (Executive Chairman) 7,332 1.02 7,478 2010-07-02
    Higgs Dennis Lyle (Executive Chairman) 7,428 1.03 7,650 2010-07-01
    Catchpole Glenn (President & CEO) 1,000 1.02 1,020 2010-07-02
    Catchpole Glenn (President & CEO) 1,000 1.04 1,040 2010-07-01
VCV Van Kampen California Value Municipal Income Trust Dammeyer Rodney F (Director) 13,050 12.83 167,431 2010-07-01
VIM Van Kampen Trust For Insured Municipals Dammeyer Rodney F (Director) 10,300 13.62 140,286 2010-07-01
VKI Van Kampen Advantage Municipal Income Trust Ii Dammeyer Rodney F (Director) 18,244 12.19 222,394 2010-07-01
VKQ Van Kampen Municipal Trust Dammeyer Rodney F (Director) 34,400 13.92 478,848 2010-07-01
XFMY Xformity Technologies, Inc. Rabin Jack (Chief Financial Officer) 50,000 .03 1,500 2010-06-23
    Seale C Drew (Chief technical Officer) 50,000 .03 1,500 2010-06-23
    Ball Chris (Chief Executive Officer) 66,667 .03 2,000 2010-06-23
    Johnson Kenneth 50,000 .03 1,500 2010-06-23
YORW York Water Co Kain George Hay Iii Esq (Director) 124 13.95 1,729 2010-07-01
ZBB Zbb Energy Corp Koeppe Paul F (Director) 4,000 .53 2,128 2010-07-02

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